关于「 self-discipline」的内容列表
On December 20th, it was exclusively learned from the industry that the Securities Association of China recently issued a notice in the industry to further strengthen the self-discipline management of chief economists of industry institutions from six dimensions: main management responsibilities, employment norms, pre-audit of external voices, and reputation risk management. The China Securities Association requires that if the chief economist causes reputational risk incidents or has serious ad...
On December 7th, the China Futures Industry Association officially released the "Insurance + Futures" Business Rules for Futures Companies (Trial) "on December 7th. The rules are the first industry self-regulatory document in the field of" insurance + futures "business. From the content, the rules focus on the main line of strong supervision, risk prevention and high-quality development, adhere to the problem orientation, and clarify various prohibited behaviors of" insurance + futures "business...
On August 23rd, from August 19th to August 23rd, the Shenzhen Stock Exchange released market trading supervision trends, and the exchange took self-regulatory measures on 84 cases of abnormal securities trading behavior, involving abnormal trading situations such as intraday lifting and suppression, false declarations, etc. A total of 17 major matters of listed companies were checked.
