News list for "fagel"
Former SEC official: Concerned about SEC's recent Wells Notice to Immutable
Marc Fagel, a former US SEC official, has raised concerns about the agency's recent Wells Notice to Ethereum Web3 gaming company Immutable, which Immutable said was issued without prior communication or limited explanation and did not comply with the usual broader investigative procedures. Previously, it was reported that on November 1, Immutable said that the company received a Wells notice from the US SEC last month and may face enforcement action. The regulator also sent orders to the company...
2024-11-03 11:25:06
前SEC官员：对SEC最近向Immutable发出韦尔斯通知表示担忧
前美国 SEC 官员 Marc Fagel 对于该机构最近向以太坊 Web3 游戏公司 Immutable 发出韦尔斯通知（Wells Notice）表示担忧。Immutable 称，这是在缺乏事先沟通或解释有限的情况下发出的，不符合通常更为广泛的调查程序。 此前报道，11 月 1 日，Immutable 表示，该公司于上个月收到美 SEC 的威尔斯通知，或将面临执法行动。监管机构还向该公司首席执行官 James Ferguson 以及帮助发行 Immutable 的 IMX...
2024-11-03 11:25:06
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