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Brokers self-check the IP of employees' relatives' accounts? Some industry insiders said that "there has been a self-check recently"

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2024-06-28 13:27:00
On June 28th, "The brokerage firm self-checked whether the IP of the relative account matches the employee, and it has been checked for five years, and it has been fired in violation of regulations..." The above market news has attracted attention. A brokerage person told reporters that the company has recently self-checked the IP of the employee's relative account, but has not heard of the reverse investigation. Another large brokerage person told reporters that some employees of the company have been investigated because their movements are consistent with the transaction IP of the relative account. However, the person said that it was not checked this week, and it has been a while. When the reporter asked a number of brokerages for verification on the recent self-checking of the IP of the relative account, some brokerages said that the company has recently required reporting the securities account of the immediate family, but it is a routine operation.
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