Securities Supervision Commission: Strengthen the linkage between counseling supervision and continuous supervision, and give play to the advantages of the whole chain supervision of the New Third Board and the North Exchange
On April 30, the "Guidance on Counseling of the Beijing Stock Exchange" highlights "three enhancements". The first is to strengthen the linkage between counseling supervision and continuous supervision. Give full play to the advantages of the whole chain supervision of the New Third Board and the Beijing Stock Exchange, establish a regulatory information sharing mechanism among the nodes of listing review, daily supervision, counseling supervision, and listing review. It is clear that the National Equity Transfer System and the Securities Regulatory Bureau should establish a communication and docking mechanism, and refine the regulatory information notification requirements between the two. At the same time, clarify the content requirements of the counseling supervision report of the Securities Regulatory Bureau, and emphasize that the Beijing Stock Exchange should pay attention to the content of the counseling supervision report during the review, and do a good job in the connection between the counseling link and the review and registration link.
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